Enhancing Internal Control and Professional Conduct in the Capital Market: Key Insights from OJK Reg. 13/2025

One of the key strategies to maintain integrity and trust in the capital market is ensuring that securities companies apply sound internal controls and ethical standards. Weak oversight and misconduct not only expose firms to regulatory sanctions, but also erode investor confidence. In response, OJK has issued Regulation Number 13 of 2025 on Internal Control and Conduct of Securities Companies. This regulation introduces mandatory governance functions and conduct principles for underwriters, broker-dealers, and regional securities companies.

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