Initial Public Offering for Issuers with Small-Scale and Medium-Scale Assets
We provide a broad range of legal services related to financial transactions and securities offerings. Our services include:
Regulatory Compliance: Advising clients on compliance with securities laws, regulations, and stock exchange requirements. Ensuring compliance with disclosure obligations and other regulatory requirements.
Securities Offerings: Assisting in initial public offerings (IPOs), secondary offerings, debt issuances, and other capital-raising activities. Drafting offering documents, prospectuses, and regulatory filings in compliance with securities regulations.
Due Diligence: Conducting legal due diligence on companies or assets involved in capital market transactions. Assessing legal risks and identifying regulatory compliance issues.
Corporate Governance: Advising on corporate governance matters, including board structures, shareholder rights, and compliance with corporate laws and regulations.
Mergers and Acquisitions (M&A): Providing legal advice on mergers, acquisitions, and corporate restructuring involving publicly listed companies. Assisting in regulatory approvals and compliance throughout the M&A process.
Securities Trading and Compliance: Advising on securities trading regulations, insider trading laws, and compliance with market abuse regulations. Representing clients in investigations or enforcement actions related to securities trading compliance.
Listing and Delisting: Assisting companies in the listing process on stock exchanges and compliance with listing requirements. Handling delisting procedures and regulatory compliance for companies going private.
Investment Funds and Asset Management: Advising on the establishment, structuring, and regulation of investment funds and asset management entities. Assisting fund managers in compliance with fund regulations and securities laws.
Derivatives and Structured Finance: Providing legal advice on derivative transactions, structured finance products, and securitization. Drafting legal documentation for complex financial instruments and transactions.
Dispute Resolution: Handling disputes related to capital market transactions, securities fraud, or regulatory enforcement actions. Representing clients in litigation or arbitration proceedings involving capital market matters.